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News / 12-05-2016 S&P Global Ratings Report Most Banks Don't Need More Capital, But More Flexibility To Use It
News / 11-01-2016 2.5 Years Later PIABA: After Report Detailing BrokerCheck System's Flaws, No Action Has Been Taken
News / 10-12-2016 868 Enforcement Actions SEC´s Enforcement Actions Against Investment Advisors Hit Record High
News / 07-18-2016 Succeeds Richard G. Ketchum FINRA Board of Governors Elects Vanguard´s Brennan as Chairman
