Insigneo has announced the appointment of Paul Caulfield as Chief Compliance Officer (CCO), in a strategic move aimed at strengthening its global standards in regulatory compliance, AML, and risk management, according to a statement released by the global wealth management firm.
Caulfield, who will be joining the company’s headquarters in Miami, will report directly to Javier Rivero, President and Chief Operating Officer (COO) of Insigneo.
With over 20 years of experience in banking and wealth management in the United States and internationally, Caulfield has held key roles including Chief Risk and Compliance Officer at IBD Bank, Head of Compliance for the U.S. Commercial Bank at Citibank, and most recently, General Counsel and Head of Operations at Third Bridge Group.
Throughout his career, Caulfield has been recognized by board members for his ability to solve complex regulatory challenges and for strengthening governance, risk, and compliance in environments of rapid growth and systemic risk.
“I’m proud to welcome Paul to our leadership team,” said Rivero. “His deep regulatory expertise, global perspective, and strong leadership will be instrumental in reinforcing our compliance culture as we continue to grow and serve clients around the world.”
Caulfield’s international background spans Latin America, Israel, and Asia, with active involvement in strategic initiatives in financial technology and cybersecurity. He is a Certified Information Systems Security Professional (CISSP), holds a U.S. patent in information exchange, and possesses FINRA Series 7, 24, and 63 licenses. He earned his law degree from The Catholic University of America and a bachelor’s degree in Political Science from Fairfield University. Additionally, he teaches financial crime compliance as an adjunct professor at Fordham University School of Law.
“It is an honor to join Insigneo at such a pivotal time in its development,” Caulfield commented. “I’m excited to collaborate with this talented team and help build a strong compliance and risk management framework that supports sustainable growth and safeguards our clients and professionals worldwide.”
