Under the Securities Exchange Act of 1934

SEC Proposes to Modernize the Submission of Certain Forms, Filings, and Materials


Author: Funds Society, Miami

  1. During the COVID-19 pandemic, many submissions were made in electronic rather than paper form, which was generally well received
  2. As part of its efforts to modernize the methods by which it collects and analyzes information from registrants, the proposed amendments would require registrants to make these submissions to the Commission electronically
  3. The public comment period will remain open for 30 days after publication in the Federal Register or until May 22, 2023, whichever is later