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Última actualización: 06:51 / Friday, 23 de August de 2019

Regulation

3 found in the last 3 months
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Regulation | 10:57 | 17/07/2019
In line with Reg BI

The Board of Directors of the Certified Financial Planner Board of Standards announced on Tuesday that it has set a date of June 30, 2020 when CFP professionals’ compliance with the new Code of Ethics and Standards of Conduct will be enforced.

Regulation | 06:23 | 16/07/2019
Analysis DWS

With the broad vote obtained in Congress, the pension reform in Brazil seems to have entered a safe path, opening the possibility of a reduction in interest rates and new reforms, says Luiz Ribeiro, CFA Managing Director Head of Latin American DWS Equities, in an exclusive interview to Funds Soci

Regulation | 07:41 | 06/06/2019
Regulation Best Interest

While the SEC has allowed for years that brokers call themselves financial advisors without requiring them to disclose all conflicts of interest or put the interests of the clients above their own financial rewards, those times are over.