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Última actualización: 09:46 / Thursday, 18 de April de 2019


1 found in the last 3 months
Regulation | 10:36 | 14/03/2019
Over 12b-1 fees

The Securities and Exchange Commission announced on Monday that it settled charges against 79 investment advisers who will return more than $125 million to clients, with a substantial majority of the funds going to retail investors.  The actions stem from the SEC’s Share Class Selection Disclosur